Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Don? Claim Your ProfileDon Tally Davis is a financial advisor with over 30 years of experience in the financial services industry. Don has held positions at several prominent firms including Lehman Brothers Inc., Dean Witter Reynolds Inc., and Paine Webber Incorporated. Don is currently registered with WEALTHPENN.COMLLC and is licensed to provide investment advice in several states. Don offers a range of services, including financial planning, portfolio management for individuals, businesses and investment companies, pension consulting, and asset allocation advice. Don is committed to providing his clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
03/19/2020 - Present
Wealthpenn.comllc (Denver CO)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
NY
10/20/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/12/1988 - 10/21/1992
DEAN WITTER REYNOLDS INC.
NY
12/03/1984 - 10/21/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/21/1987 - 12/21/1987
FIRST EQUITY CORPORATION OF FLORIDA
NA
04/15/1986 - 07/15/1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
04/19/1983 - 12/19/1984
PAINEWEBBER INCORPORATED
BOTH
Issued 10/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/4/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 2/22/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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