Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominque? Claim Your ProfileDominque Brouillard is a financial professional who has been in the industry since June 23, 2010. Dominque is currently registered with Northwestern Mutual Investment Services, LLC and has been with them since September 2014. Dominque holds Series 7, 66 and SIE securities licenses, and is registered with the state of Wisconsin. Before joining Northwestern Mutual Investment Services, LLC, Dominque was employed by WELLS FARGO FUNDS DISTRIBUTOR, LLC from March 2010 to June 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
09/18/2014 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
03/08/2010 - 06/02/2014
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BOTH
Issued 04/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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