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Dominique Yozzi

Smbc Nikko Securities America, Inc.

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About Dominique Yozzi

Dominique Yozzi is a registered representative at smbc nikko securities america, inc. Dominique is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Dominique has been in the securities industry since 2023. Dominique holds Series 79TO, Series 63, and SIE licenses.

Firm Information

Dominique Yozzi is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominique Yozzi’s Registration & Firm History

NY

11/08/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominique Yozzi.
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