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Dominique Victoria Graves

Vanguard Marketing Corp.

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About Dominique Victoria Graves

Dominique Victoria Graves is a registered representative with Vanguard Marketing Corp. Dominique has been in the industry for 10 months and is registered in 53 states. Dominique has passed the Series 63, Series 7TO, and SIE exams.

Firm Information

Dominique Graves is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominique Graves’s Registration & Firm History

NC

10/12/2022 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dominique Victoria Graves. Review regulatory record here.
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