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Dominique Vacheron

Southstate|duncanwilliams Securities Corp.

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About Dominique Vacheron

Dominique Vacheron is a financial professional with over 20 years of experience in the industry. Dominique is currently registered with Southstate|duncanwilliams Securities Corp. in Florida and Tennessee. Dominique has previously held positions at FHN FINANCIAL SECURITIES CORP., WUNDERLICH SECURITIES, INC., CANTOR FITZGERALD & CO., CRT CAPITAL GROUP LLC, RAYMOND JAMES & ASSOCIATES, INC., RBC DAIN RAUSCHER INC. and MORGAN KEEGAN & COMPANY, INC. Dominique holds FINRA Series 3, 7, and 63 licenses, as well as the SIE and Series 65.

Firm Information

Dominique Vacheron is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominique Vacheron’s Registration & Firm History

FL

06/01/2024 - Present

Southstate|duncanwilliams Securities Corp. (Venice FL)

TN

01/14/2016 - 07/28/2022

FHN FINANCIAL SECURITIES CORP. (MEMPHIS TN)

TN

01/06/2014 - 07/06/2015

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

TN

12/03/2012 - 07/11/2013

CANTOR FITZGERALD & CO. (MEMPHIS TN)

AL

04/20/2012 - 11/29/2012

CRT CAPITAL GROUP LLC (BIRMINGHAM AL)

TN

12/18/2007 - 04/04/2012

RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)

TN

04/23/2004 - 10/09/2007

RBC DAIN RAUSCHER INC. (MEMPHIS TN)

TN

08/09/2000 - 04/22/2004

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

IA

Issued 08/31/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2015

Series 3 - National Commodity Futures Examination

BC

Issued 08/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominique Vacheron.
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