Unclaimed
Dominique Simmons is a financial advisor with Stancorp Equities, Inc. Dominique has been in the financial services industry since 2019 and holds the Series 63, Series 6TO and SIE licenses. Dominique is registered to offer securities in Florida and Oregon. Previously, Dominique worked at Transamerica Capital, Inc. and TIAA-CREF Individual & Institutional Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
02/22/2023 - Present
Stancorp Equities, Inc. (PORTLAND OR)
TX
06/08/2022 - 02/16/2023
TRANSAMERICA CAPITAL, INC. (Plano TX)
TX
05/07/2019 - 08/11/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
BC
Issued 06/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Dominique Simmons is the right advisor for you? Invested Better is here to help.