Unclaimed
Dominique Royall is a financial advisor registered with Fidelity Personal and Workplace Advisors. Dominique works in the Los Angeles, California area and has been in the financial industry since 2020. Dominique holds the Series 7TO, Series 66, and SIE licenses and is registered to provide investment advice in 54 states and territories. Dominique has previously worked for Equitable Advisors, LLC, and was registered in both the broker-dealer and investment advisor roles. Dominique specializes in various areas of financial advising, including financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/14/2022 - Present
Fidelity Personal AND Workplace Advisors (LOS ANGELES CA)
CA
09/18/2020 - 03/17/2021
EQUITABLE ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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