Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Poulis is a financial professional with over 7 years of experience in the industry. Dominique is currently registered with Investment Distributors, Inc. and holds Series 6 and 63 securities licenses as well as the SIE exam. In the past, Dominique has been registered with Equitable Distributors, LLC, ProEquities, Inc., and AIG Capital Services, Inc. Dominique has held previous registrations in Arizona, California, Hawaii, Nevada, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
03/01/2024 - Present
Investment Distributors, Inc. (Covington KY)
NC
04/14/2020 - 03/01/2024
EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)
AL
10/23/2017 - 05/07/2020
PROEQUITIES, INC. (BIRMINGHAM AL)
CA
05/31/2016 - 10/23/2017
AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
BC
Issued 06/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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