Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Pinto rotondi is a financial professional with over 3 years of experience in the securities industry. Dominique holds multiple FINRA licenses including Series 7, Series 52, and Series 63. They are currently registered with Oppenheimer & Co. Inc. as a Registered Representative. Dominique has previously worked with other well-known firms such as CITIGROUP GLOBAL MARKETS INC. and MARKETAXESS CORPORATION. Dominique specializes in offering investment advice and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
02/26/2024 - Present
Oppenheimer & Co. Inc. (DOYLESTOWN PA)
NY
04/25/2023 - 02/28/2024
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NY
07/13/2022 - 04/10/2023
MARKETAXESS CORPORATION (NEW YORK NY)
PA
03/26/2021 - 07/01/2022
OPPENHEIMER & CO. INC. (DOYLESTOWN PA)
BC
Issued 06/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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