Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Nicole Serge is a financial advisor who has been working in the financial services industry since December 4, 2019. Dominique is currently registered with Fidelity Personal And Workplace Advisors. Before joining Fidelity, Dominique worked at Centaurus Financial, Inc. Dominique is licensed in 48 states and has a Series 66, Series 7, Series 10, and Series 9 license. Dominique specializes in financial planning, portfolio management, and educational seminars. Dominique has been registered as an investment advisor representative with Fidelity Personal And Workplace Advisors since July 28, 2020, and is licensed in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/22/2020 - Present
Fidelity Personal AND Workplace Advisors (TUCSON AZ)
AZ
12/03/2019 - 03/27/2020
CENTAURUS FINANCIAL, INC. (TUCSON AZ)
BOTH
Issued 06/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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