Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Jade Ortiz is a financial professional with experience in the securities industry. Dominique is currently registered with SG Americas Securities, LLC and is located in Houston, TX. Prior to joining SG Americas Securities, LLC, Dominique was employed by RBC CAPITAL MARKETS, LLC. Dominique has passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/29/2024 - Present
SG Americas Securities, LLC (HOUSTON TX)
TX
09/12/2022 - 08/15/2024
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
BC
Issued 09/10/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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