Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Israel is a financial professional with over 28 years of experience in the financial services industry. Dominique is currently registered with Fidelity Personal and Workplace Advisors. Dominique has previously held positions with M&T Securities, HSBC Securities (USA) Inc., Capital One Investment Services LLC, IFMG Securities, Inc., Essex National Securities, Inc., WM Financial Services, Inc., Dreyfus Service Corporation, BNY Investment Center Inc., Essex National Securities, Inc., First Union Brokerage Services, Inc., and Marketing One Securities, Inc.. Dominique holds the Series 6, 7, 9, 10, 24, 63, 65, and 66 securities licenses and is also a Certified Financial Planner. Dominique specializes in portfolio management for individuals and businesses, financial planning and providing educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/09/2022 - Present
Fidelity Personal AND Workplace Advisors (PARAMUS NJ)
NJ
05/02/2013 - 08/04/2020
M&T SECURITIES, INC. (PARAMUS NJ)
NY
11/08/2012 - 04/29/2013
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
12/19/2007 - 10/18/2012
CAPITAL ONE INVESTMENT SERVICES LLC (JERSEY CITY NJ)
NY
09/11/2006 - 01/10/2008
IFMG SECURITIES, INC. (STATEN ISLAND NY)
NY
06/06/2005 - 09/12/2006
ESSEX NATIONAL SECURITIES, INC. (STATEN ISLAND NY)
CA
06/24/2002 - 06/01/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
04/27/2001 - 06/07/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
10/08/1999 - 05/01/2001
BNY INVESTMENT CENTER INC. (NEW YORK NY)
CA
02/09/1999 - 10/28/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NC
01/01/1996 - 02/08/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
OR
11/30/1993 - 01/01/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
BOTH
Issued 07/30/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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