Unclaimed
Dominique Miles is a registered investment advisor representative with State Farm Investment Management Corp. Dominique has been in the securities industry since 2004. Dominique is registered in Texas. Dominique holds the Series 6, Series 63, Series 6TO and SIE licenses. Dominique has also worked at Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION and J.P. MORGAN SECURITIES LLC. Dominique is also the owner of Dominique Elaine Miles Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
03/01/2022 - Present
State Farm Investment Management Corp. (San Antonio TX)
TX
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (WINDCREST TX)
TX
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
IL
02/05/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 02/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/18/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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