Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Davis is a financial advisor with Cetera Investment Advisers LLC. Dominique has been working in the financial services industry since December 15, 2001. Dominique is registered with the state of Georgia as a Registered Representative (RR) and Investment Advisor Representative (IAR). Previously, Dominique was affiliated with a number of other firms including First Allied Securities, Inc., The Strategic Financial Alliance, Inc., Triad Advisors LLC, E*TRADE Securities LLC, Northwestern Mutual Investment Services, LLC, UBS Financial Services Inc, UBS Global Asset Management (US) Inc. and May, Davis Group Inc.
ALPHARETTA, GA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
09/24/2021 - Present
Cetera Investment Advisers LLC (ALPHARETTA GA)
CA
05/26/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
GA
03/02/2021 - 09/24/2021
THE STRATEGIC FINANCIAL ALLIANCE, INC. (ATLANTA GA)
GA
02/13/2019 - 07/27/2020
TRIAD ADVISORS LLC (NORCROSS GA)
GA
06/30/2011 - 07/14/2017
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
12/15/2010 - 02/01/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ATLANTA GA)
GA
08/23/2004 - 07/06/2010
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NY
07/02/2002 - 06/25/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
03/14/2000 - 12/11/2001
MAY, DAVIS GROUP INC. (NEW YORK NY)
MN
01/21/1999 - 02/01/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/21/1999 - 02/01/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
02/10/1998 - 02/23/1999
MAY, DAVIS GROUP INC. (NEW YORK NY)
BOTH
Issued 3/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 7/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 6/5/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 2/9/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dominique Davis is the right advisor for you? Invested Better is here to help.
