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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Cruthirds West is a financial advisor with over 25 years of experience in the industry. Dominique joined Merrill Lynch, Pierce, Fenner & Smith Inc. in 1997. Dominique has a wide range of experience providing financial services to individuals and businesses. Dominique holds a Series 7, Series 24, Series 52, Series 53, and Series 63 license. Dominique specializes in portfolio management, investment advisory services, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/19/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOBILE AL)
AL
03/07/1996 - 12/01/1997
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 11/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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