Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Bossano is a financial advisor registered with UBS Financial Services Inc. Dominique has been in the industry since October 2008. Dominique is licensed in California and has passed the Series 7, Series 9, Series 10, Series 66 and SIE exams. Dominique has previously worked at Morgan Stanley and Citigroup Global Markets Inc. Dominique is committed to providing her clients with the highest quality of financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
05/10/2016 - Present
UBS Financial Services Inc. (NASHVILLE TN)
CA
06/01/2009 - 05/10/2016
MORGAN STANLEY (LONG BEACH CA)
CA
10/29/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH CA)
BOTH
Issued 01/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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