Unclaimed
Dominique Bowling is a registered representative with Vanguard Marketing Corp. Dominique is licensed to sell securities in North Carolina. Dominique has been in the securities industry since October 2013. Dominique holds a Series 7 and Series 63 securities license. Dominique also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/28/2013 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 11/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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