Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominique? Claim Your ProfileDominique Callan is a financial advisor who has been in the industry since October 29, 2000. Dominique is currently registered with J.P. Morgan Securities LLC and has been with the firm since October 2012. Previously, Dominique was registered with CHASE INVESTMENT SERVICES CORP. from May 5, 2009 to October 1, 2012, BANC OF AMERICA INVESTMENT SERVICES, INC. from January 6, 2006 to April 16, 2009, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from October 11, 2000 to January 11, 2006. Dominique has a Series 7, Series 31, and Series 66 license. Dominique has 25 approved SRO registrations and 29 approved state registrations. Dominique is a registered representative in 25 states and is registered as an Investment Advisor Representative in 3 states. Dominique specializes in providing financial advice to individuals, high net worth individuals, corporations, businesses, insurance companies, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/20/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/05/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
01/06/2006 - 04/16/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
10/11/2000 - 01/11/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/1/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/12/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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