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Dominick William Vassos

Nylife Securities LLC

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About Dominick William Vassos

Dominick Vassos is a financial professional with over 25 years of experience in the industry. Dominick is currently registered with Nylife Securities LLC and has a branch office in Downers Grove, Illinois. Dominick has held previous registrations with Princor Financial Services Corporation and John Hancock Distributors, Inc. Dominick has Series 6 and Series 63 licenses and the SIE exam. Dominick is registered in Colorado, Florida, and Illinois.

Firm Information

Dominick Vassos is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominick Vassos’s Registration & Firm History

IL

09/14/1999 - Present

Nylife Securities LLC (DOWNERS GROVE IL)

IA

04/10/1997 - 07/22/1999

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

MA

01/24/1995 - 01/01/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

01/24/1995 - 01/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 01/30/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominick William Vassos.
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