Unclaimed
Dominick Vassos is a financial professional with over 25 years of experience in the industry. Dominick is currently registered with Nylife Securities LLC and has a branch office in Downers Grove, Illinois. Dominick has held previous registrations with Princor Financial Services Corporation and John Hancock Distributors, Inc. Dominick has Series 6 and Series 63 licenses and the SIE exam. Dominick is registered in Colorado, Florida, and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/14/1999 - Present
Nylife Securities LLC (DOWNERS GROVE IL)
IA
04/10/1997 - 07/22/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
01/24/1995 - 01/01/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/24/1995 - 01/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 01/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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