Unclaimed
Dominick Pullano is a financial professional with over 40 years of experience in the industry. Dominick is currently registered with Kingswood Wealth Advisors, LLC. Dominick also has previous experience with other firms including Benchmark Investments, LLC, AEGIS CAPITAL CORP., and UBS PAINEWEBBER INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2022 - Present
Kingswood Wealth Advisors, LLC (SAN DIEGO CA)
NY
06/03/2020 - 05/19/2023
BENCHMARK INVESTMENTS, LLC (Rochester NY)
NY
03/29/2010 - 06/11/2020
AEGIS CAPITAL CORP. (ROCHESTER NY)
NY
04/08/2002 - 03/30/2010
GUNNALLEN FINANCIAL, INC (ROCHESTER NY)
NJ
10/29/1990 - 03/21/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CT
09/02/1983 - 11/07/1990
ADVEST, INC. (HARTFORD CT)
NA
05/24/1982 - 09/02/1983
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
08/25/1981 - 05/21/1982
FIRST JERSEY SECURITIES, INC.
IA
Issued 06/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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