Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Giordano is an Investment Advisor Representative associated with First Trust Advisors LP. Dominick has been in the securities industry since February 22, 2016, and has professional experience with DWS Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dominick is registered in California and Illinois and has Series 66, Series 7, and SIE licenses. The advisor currently specializes in Portfolio Management for Individuals, Investment Companies, and Pooled Investment Vehicles. Dominick Giordano has a Bachelor's degree in English from DePaul University and has experience working for companies like Talent Partners G.P., Extreme Reach Talent Inc, and Deutsche AM Distributors, Inc. Dominick currently resides in Pleasant Hill, California, and has a firm branch office location in Pleasant Hill, California as well as Wheaton, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
CA
02/05/2020 - Present
First Trust Advisors LP (PLEASANT HILL CA)
IL
07/12/2017 - 12/31/2019
DWS DISTRIBUTORS, INC. (CHICAGO IL)
IL
12/14/2015 - 05/09/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
BOTH
Issued 02/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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