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Dominick Stillo

Wells Fargo Clearing Services, LLC

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About Dominick Stillo

Dominick Stillo is a registered representative with Wells Fargo Clearing Services, LLC. Dominick has been in the securities industry since May 1989. Dominick has passed the Series 6, 7, 22, 24, 31, 39, 63, and 66 exams and is registered in 28 states. Prior to joining Wells Fargo, Dominick worked at Prudential Securities Incorporated, Sterling Financial Investment Group, Inc., Joseph Charles & Assoc., Inc., Global Strategies Group, Inc., Columbus Financial, Inc., and Fortress Securities, Inc.

Firm Information

Dominick Stillo is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dominick Stillo’s Registration & Firm History

CA

07/01/2003 - Present

Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)

NY

01/26/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

FL

11/20/2000 - 01/04/2001

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

FL

02/15/1996 - 11/20/2000

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

NY

06/28/1995 - 01/15/1996

GLOBAL STRATEGIES GROUP, INC. (NEW YORK NY)

CA

08/03/1992 - 05/04/1995

COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)

NA

01/30/1989 - 08/03/1992

FORTRESS SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 02/23/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/22/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/1997

Series 24 - General Securities Principal Examination

BC

Issued 09/06/1991

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 10/07/1992

Series 7 - General Securities Representative Examination

BC

Issued 11/07/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/26/1989

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Dominick Stillo. Review regulatory record here.
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