Unclaimed
Dominick Caprarola is an investment advisor representative at Private Advisor Group, LLC. Dominick has been working in the financial industry since December 2020. Dominick is registered with FINRA and the state of New Jersey and has passed the Series 66, Series 7TO, and SIE exams. Dominick is also registered as an investment advisor representative in the state of New Jersey. Dominick specializes in a wide variety of financial planning areas and provides services to individuals, corporations, charitable organizations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
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2
NJ
08/07/2023 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
IA
Issued 08/04/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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