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Dominick Phillip Bonanno

Wells Fargo Clearing Services, LLC

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About Dominick Phillip Bonanno

Dominick Bonanno is an Investment Advisor Representative at Wells Fargo Clearing Services, LLC. Dominick has been in the financial services industry since 1995. Dominick has a wide range of experience and expertise, including investment advisory, financial planning, portfolio management, and retirement planning. Dominick is dedicated to providing clients with personalized financial advice and strategies that meet their individual needs and goals. Dominick has been a Registered Representative of Wells Fargo Clearing Services, LLC since 2016. Dominick was previously a registered representative with Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bull & Bear Securities, Inc., and Investor Service Center, Inc. Dominick is a licensed Investment Advisor Representative in New York and Texas. Dominick holds the Series 6, 7, 9, 10, 24, 63, and 65 licenses.

Firm Information

Dominick Bonanno is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dominick Bonanno’s Registration & Firm History

NY

02/13/2014 - Present

Wells Fargo Clearing Services, LLC (BABYLON NY)

NY

09/26/2003 - 01/15/2009

CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)

NY

03/26/1998 - 10/02/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/01/1996 - 04/02/1998

BULL & BEAR SECURITIES, INC. (NEW YORK NY)

NY

03/07/1995 - 03/11/1996

INVESTOR SERVICE CENTER, INC. (ROCHESTER NY)

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Licenses & Designations

IA

Issued 04/02/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/05/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/18/1997

Series 24 - General Securities Principal Examination

BC

Issued 09/12/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1995

Series 7 - General Securities Representative Examination

BC

Issued 03/06/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Dominick Phillip Bonanno. Review regulatory record here.
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