Unclaimed
Dominick Bonanno is an Investment Advisor Representative at Wells Fargo Clearing Services, LLC. Dominick has been in the financial services industry since 1995. Dominick has a wide range of experience and expertise, including investment advisory, financial planning, portfolio management, and retirement planning. Dominick is dedicated to providing clients with personalized financial advice and strategies that meet their individual needs and goals. Dominick has been a Registered Representative of Wells Fargo Clearing Services, LLC since 2016. Dominick was previously a registered representative with Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bull & Bear Securities, Inc., and Investor Service Center, Inc. Dominick is a licensed Investment Advisor Representative in New York and Texas. Dominick holds the Series 6, 7, 9, 10, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/13/2014 - Present
Wells Fargo Clearing Services, LLC (BABYLON NY)
NY
09/26/2003 - 01/15/2009
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
03/26/1998 - 10/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/01/1996 - 04/02/1998
BULL & BEAR SECURITIES, INC. (NEW YORK NY)
NY
03/07/1995 - 03/11/1996
INVESTOR SERVICE CENTER, INC. (ROCHESTER NY)
IA
Issued 04/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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