Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Mazza is a financial advisor registered with Morgan Stanley. Dominick is a Series 7TO, Series 63, and SIE licensed professional and is registered with the Financial Industry Regulatory Authority (FINRA). Dominick has been in the financial services industry since May 2022. Before joining Morgan Stanley, Dominick worked at E*TRADE SECURITIES LLC. Dominick is currently registered in 53 states and the District of Columbia. Dominick specializes in a wide range of financial services including portfolio management for individuals and businesses, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
01/18/2023 - Present
Morgan Stanley (Sandy UT)
UT
05/31/2022 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 07/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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