Unclaimed
Dominick Cogliandro is a Financial Advisor at Guggenheim Funds Distributors, LLC, working out of their Bayside, NY branch office. Dominick has been in the financial industry since 1992, and holds Series 24, 27, 99TO, and SIE licenses. Dominick is a Series 24 and Series 27 Principal at Guggenheim Funds Distributors, LLC. He specializes in providing investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
NY
06/17/2004 - Present
Guggenheim Funds Distributors, LLC (BAYSIDE NY)
TX
02/24/1992 - 06/15/2004
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BC
Issued 12/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/20/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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