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Dominick Nmn Cogliandro

Guggenheim Funds Distributors, LLC

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About Dominick Nmn Cogliandro

Dominick Cogliandro is a Financial Advisor at Guggenheim Funds Distributors, LLC, working out of their Bayside, NY branch office. Dominick has been in the financial industry since 1992, and holds Series 24, 27, 99TO, and SIE licenses. Dominick is a Series 24 and Series 27 Principal at Guggenheim Funds Distributors, LLC. He specializes in providing investment advice.

Firm Information

Dominick Cogliandro is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Index licensing fee

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Dominick Cogliandro’s Registration & Firm History

NY

06/17/2004 - Present

Guggenheim Funds Distributors, LLC (BAYSIDE NY)

TX

02/24/1992 - 06/15/2004

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 12/06/2001

Series 24 - General Securities Principal Examination

BC

Issued 02/20/1992

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominick Nmn Cogliandro.
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