Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Minicucci is an investment advisor representative with Stifel, Nicolaus & Company, Inc. and has been in the financial services industry since 1992. Dominick has been registered with UBS Financial Services Inc. and Wachovia Securities, LLC. Dominick has also been registered with the states of Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Louisiana, Maine, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin. Dominick has passed the Series 3, Series 7, Series 63, and Series 65 exams. Dominick's certifications include Certified Financial Planner. Dominick is a member of the Wendy Hilliard Gymnastics Foundation, Owls Gymnastics Fund, and US Olympics and Paralympians Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
02/01/2008 - 09/01/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/25/2001 - 02/06/2008
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
12/01/1992 - 06/14/2001
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
11/16/1992 - 11/28/1992
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
IA
Issued 03/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 3 - National Commodity Futures Examination
BC
Issued 11/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dominick Minicucci is the right advisor for you? Invested Better is here to help.
