Unclaimed
Dominick Jude Sageer is a financial advisor with over 30 years of experience in the financial services industry. Dominick is a registered representative with LPL Financial LLC, a leading independent broker-dealer. Dominick provides a wide range of financial services to individuals, families, and businesses. Dominick is committed to helping clients achieve their financial goals through personalized financial planning, investment management, and retirement planning. Dominick is a strong advocate for community involvement and is active in various charitable organizations. Dominick is a Registered Principal and has earned the Series 6, 7, 24 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/29/2022 - Present
LPL Financial LLC (SYRACUSE NY)
CT
08/11/1988 - 05/27/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 01/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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