Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Panetta is a financial advisor who has been in the industry since 1988. He is currently registered with Independent Financial Partners. Dominick has a wide range of experience in providing financial planning, investment advice, and insurance services to individuals, families, and businesses. He holds Series 7 and 63 securities licenses as well as Series 65 insurance licenses. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
NY
03/10/2022 - Present
Independent Financial Partners (Albany NY)
NY
04/29/2011 - 05/23/2019
LPL FINANCIAL LLC (ALBANY NY)
NY
06/21/2002 - 04/29/2011
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
CT
12/22/1997 - 06/25/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NY
10/23/1995 - 12/22/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
OH
01/04/1993 - 10/19/1995
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
07/17/1990 - 12/31/1992
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
08/11/1988 - 06/22/1990
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
NA
10/30/1987 - 06/08/1988
FIRST ALBANY CORPORATION
IA
Issued 04/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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