Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Diorio is a financial professional with over 25 years of experience in the securities industry. He is currently registered with Aegis Capital Corp. and has previously worked with a number of other firms including Global Arena Capital Corp, Prestige Financial Center, Inc., S.W. Bach & Company, Harrison Securities, Inc., Weatherly Securities Corporation, Tasin & Company, Inc., Duke & Co., Inc., Joseph Stevens & Company, L.P. and Landmark International Equities. Dominick Diorio holds Series 63, SIE and Series 7 licenses. He is registered to provide investment advice in 42 states and has a strong track record of providing financial advice to individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
07/15/2011 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
11/03/2010 - 07/15/2011
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
03/01/2007 - 11/02/2010
PRESTIGE FINANCIAL CENTER, INC. (MELVILLE NY)
NY
04/27/2004 - 03/01/2007
S.W. BACH & COMPANY (PORT WASHINGTON NY)
NY
04/27/2001 - 04/27/2004
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
NY
11/18/1999 - 05/30/2001
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
05/19/1997 - 10/19/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
NY
12/20/1996 - 01/04/1997
DUKE & CO., INC. (NEW YORK NY)
NY
10/21/1996 - 11/25/1996
JOSEPH STEVENS & COMPANY, L.P. (BROOKLYN NY)
NY
10/05/1995 - 08/26/1996
LANDMARK INTERNATIONAL EQUITIES (WESTBURY NY)
BC
Issued 10/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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