Unclaimed
Dominick Joseph Caggiano is a registered representative at PFS Investments Inc. located in Hartsdale, NY. Dominick has been in the industry since March 2017. Dominick is licensed to sell securities in New York. Dominick is a Series 6 and Series 63 licensed professional and is qualified to provide investment advice and products including investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/18/2017 - Present
PFS Investments Inc. (HARTSDALE NY)
BC
Issued 04/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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