Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Riolo is a financial advisor with LPL Financial LLC, headquartered in Fort Mill, SC. Dominick has been a registered representative for over 35 years. Dominick offers a wide range of services, including financial planning, portfolio management, and retirement planning. Dominick holds Series 7 and 63 licenses and is also a licensed investment advisor. Dominick has experience working with individuals, families, and businesses. Dominick is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/27/2021 - Present
LPL Financial LLC (NEW CITY NY)
NY
07/03/2014 - 09/03/2021
AMERIPRISE FINANCIAL SERVICES, LLC (New City NY)
NY
11/22/2013 - 07/07/2014
NATIONAL SECURITIES CORPORATION (NEW CITY NY)
NY
06/16/1999 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (NEW CITY NY)
AZ
01/18/1995 - 06/22/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
05/11/1992 - 01/18/1995
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
WI
04/18/1989 - 05/20/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
03/06/1986 - 04/15/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
12/17/1985 - 01/27/1986
IDS MARKETING CORPORATION
IA
Issued 01/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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