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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Dibona is a financial advisor with Raymond James & Associates, Inc., a well-established firm with over $433 billion in assets under management. Dominick has over 30 years of experience in the financial services industry, having previously worked with UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Dominick holds various licenses including Series 3, 7, 63, 65, and 66, demonstrating his expertise in providing comprehensive financial advice. Dominick's past experience and qualifications enable him to offer a wide range of services, including financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/02/2024 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
NY
05/23/2008 - 04/09/2019
UBS FINANCIAL SERVICES INC. (GARDEN CITY NY)
NY
04/02/2007 - 05/28/2008
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
06/12/2000 - 04/02/2007
MORGAN STANLEY DW INC. (GARDEN CITY NY)
NY
10/05/1993 - 06/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/29/1987 - 10/08/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/27/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1989
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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