Unclaimed
Dominick Sabella is a financial advisor with Cowen And Co., with over 20 years of experience in the financial services industry. Dominick has held previous roles at Cowen Execution Services LLC, Nomura Securities International, Inc., and BNY ESI & Co., Inc. Dominick holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/27/2020 - Present
Cowen AND Co. (NEW YORK NY)
NY
08/07/2002 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
04/04/2001 - 05/03/2002
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/10/2000 - 04/23/2001
BNY ESI & CO., INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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