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Dominick Guiseppe Sabella

Cowen AND Co.

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About Dominick Guiseppe Sabella

Dominick Sabella is a financial advisor with Cowen And Co., with over 20 years of experience in the financial services industry. Dominick has held previous roles at Cowen Execution Services LLC, Nomura Securities International, Inc., and BNY ESI & Co., Inc. Dominick holds the Series 7 and SIE licenses.

Firm Information

Dominick Sabella is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominick Sabella’s Registration & Firm History

NY

04/27/2020 - Present

Cowen AND Co. (NEW YORK NY)

NY

08/07/2002 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

NY

04/04/2001 - 05/03/2002

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

11/10/2000 - 04/23/2001

BNY ESI & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dominick Guiseppe Sabella.
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