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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Giovannone is an Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Dominick has been in the financial services industry since 1989. Dominick's previous experience includes roles at Citigroup Global Markets Inc., Dean Witter Reynolds Inc., The Dreyfus Service Corporation, USLIFE Equity Sales Corp., Equico Securities, Inc., The Equitable Life Assurance Society of the United States, Cenpac Securities Corp., Thomas James Associates, Inc., F.D. Roberts Securities, Inc., and J F Lowe & Company Incorporated. Dominick holds Series 7, Series 63, and Series 65 licenses. Dominick has 2 current registrations. Dominick is registered with the following states: Arizona, California, Delaware, Florida, Georgia, Missouri, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, and Wisconsin. Dominick's specializations include Investment advisory services, brokerage services, financial planning, and retirement planning. Dominick is a registered representative of Wells Fargo Advisors Financial Network, LLC, Member SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/10/2025 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
NY
11/14/2000 - 11/26/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/10/1995 - 11/20/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/24/1992 - 10/26/1995
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
08/11/1992 - 08/12/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
12/06/1991 - 04/08/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/06/1991 - 04/08/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
08/22/1991 - 10/29/1991
CENPAC SECURITIES CORP.
NY
08/09/1989 - 01/03/1990
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
07/27/1987 - 10/02/1989
F.D. ROBERTS SECURITIES, INC.
NA
03/02/1989 - 08/17/1989
J F LOWE & COMPANY INCORPORATED
IA
Issued 11/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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