Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Santoro is a financial advisor at LPL Financial LLC. He is registered in 16 states and has been in the industry for over 17 years. Dominick specializes in providing financial advice to individuals, corporations, and other businesses. Dominick holds the Series 7, Series 63, Series 65, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
03/27/2018 - Present
LPL Financial LLC (NEWTOWN CT)
CT
06/01/2009 - 03/08/2011
MORGAN STANLEY SMITH BARNEY (RIDGEFIELD CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEFIELD CT)
CT
01/26/2007 - 04/02/2007
MORGAN STANLEY DW INC. (DANBURY CT)
CT
02/18/2005 - 02/07/2007
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
IA
Issued 03/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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