Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Leali is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., located in Peoria, Illinois. Dominick has been in the financial services industry since March 19, 2017. Dominick has passed the Series 7, Series 86, Series 87, SIE, and Series 66 exams. Dominick is registered in 44 states and is also registered as an Investment Advisor Representative (IAR). Prior to joining Merrill Lynch, Dominick was an advisor at Raymond James & Associates, Inc., and also has previous work experience at Bank of America, N.A. Dominick provides a wide range of investment advisory services, including portfolio management for businesses and individuals, performance measurement reports, allocation modeling, IPS, research reports and services, educational seminars, and selection of other advisors. Dominick is also licensed to provide pension consulting services. Dominick holds a degree from Kenyon College.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/04/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PEORIA IL)
IL
02/03/2017 - 08/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (CHICAGO IL)
BOTH
Issued 10/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/13/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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