Unclaimed
Dominick Pagliaro is a financial advisor with J.p. Morgan Securities LLC, located in Palm Beach Gardens, FL. Dominick has been in the industry since 2007 and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Dominick is also a registered Investment Advisor Representative in multiple states. Prior to joining J.p. Morgan Securities LLC, Dominick worked for TD Ameritrade, Inc., AXA Advisors, LLC, and Wells Fargo Clearing Services, LLC. Dominick specializes in a number of areas, including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
07/29/2021 - Present
J.p. Morgan Securities LLC (Palm Beach Gardens FL)
NY
06/01/2020 - 01/11/2021
TD AMERITRADE, INC. (SCARSDALE NY)
CT
08/28/2017 - 04/30/2020
AXA ADVISORS, LLC (STAMFORD CT)
CT
07/24/2007 - 02/22/2017
WELLS FARGO CLEARING SERVICES, LLC (WESTPORT CT)
IA
Issued 04/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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