Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Scarfogliero is a registered representative and investment advisor representative, currently associated with Cetera Investment Advisers LLC. Dominick has been in the securities industry since February 2014. Dominick's previous employers include Foresters Financial Services, Inc. Dominick holds a Series 63 license, which is a state-level license for securities agents. Dominick also holds the Series 7, Series 6, Series 24, and Series 26 licenses. Dominick is registered in California, Colorado, Connecticut, Delaware, Florida, Maine, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. Dominick is a financial advisor who provides a wide range of services to individuals, businesses, and organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/12/2021 - Present
Cetera Investment Advisers LLC (Westbury NY)
NY
02/18/2014 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (WESTBURY NY)
BC
Issued 03/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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