Unclaimed
Dominick Lapenna is an active investment advisor representative with over seven years of experience in the industry. Dominick is registered with &partners in Nashville, TN, as well as other locations including Victor, NY and Pittsford, NY. Dominick is also registered as an Investment Advisor Representative in 38 states. In addition to his current role, Dominick previously worked at Wells Fargo Clearing Services, LLC in Rochester, NY. Dominick holds the Series 7 and Series 66 securities licenses and the SIE exam. Dominick's areas of specialization include portfolio management for individuals and businesses, financial planning and pension consulting. Dominick works with a variety of clients including individuals, high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
NY
08/30/2024 - Present
&partners (VICTOR NY)
NY
10/13/2016 - 09/04/2024
WELLS FARGO CLEARING SERVICES, LLC (ROCHESTER NY)
BOTH
Issued 01/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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