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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Anthony Ciocia is an investment advisor representative with B. Riley Wealth Advisors, Inc. Dominick has been in the financial services industry since 1990 and has experience working with individuals, high-net-worth individuals, corporations, and pension plans. Dominick is registered with the state of New York, Texas and Florida, and is a licensed securities agent in all 21 states where Dominick is registered. Dominick is also a registered principal with FINRA and is a member of the Series 6, 7, 24, 63, 65, 99TO and SIE exam categories. Dominick offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/18/2021 - Present
B. Riley Wealth Advisors, Inc. (LAKE RONKONKOMA NY)
NY
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (LAKE RONKONKOMA NY)
NY
03/13/1999 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (LAKE RONKONKOMA NY)
AZ
01/15/1991 - 01/14/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
07/26/1990 - 12/10/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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