Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Carlino is a financial professional with over 17 years of experience in the industry. Dominick has a broad range of experience, having worked at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley. Dominick is currently registered with Pgim Investments Llc and holds licenses for both broker-dealer and investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
10/30/2023 - Present
Pgim Investments LLC (NEWARK NJ)
NY
10/08/2013 - 09/26/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PA
07/01/2005 - 04/14/2011
MORGAN STANLEY DISTRIBUTION, INC. (WEST CONSHOHOCKEN PA)
NY
05/26/2005 - 09/19/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
PA
08/01/2003 - 05/20/2005
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
BOTH
Issued 09/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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