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Dominick Alphonse Chicago

Osaic Institutions, Inc.

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About Dominick Alphonse Chicago

Dominick Alphonse Chicago is an investment advisor representative with Osaic Institutions, Inc., registered in Florida. Dominick Chicago is a veteran of the financial services industry, with a long history of experience. Dominick Chicago has a strong track record of providing sound investment advice, and has a deep understanding of the markets. Dominick Chicago is committed to helping clients achieve their financial goals. Dominick Chicago has a proven track record of success, and is committed to providing clients with the highest quality of service.

Firm Information

Dominick Chicago is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dominick Chicago’s Registration & Firm History

FL

06/05/2024 - Present

Osaic Institutions, Inc. (FORT MYERS FL)

FL

02/03/2023 - 04/23/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT MYERS FL)

FL

08/07/2019 - 12/09/2022

EQUITABLE ADVISORS, LLC (FORT MYERS FL)

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Licenses & Designations

BOTH

Issued 05/28/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/07/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominick Alphonse Chicago.
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