Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominick? Claim Your ProfileDominick Deflippo is a financial professional registered with Northwestern Mutual Investment Services, LLC. Dominick has been in the industry for over 1 year and is licensed in Ohio and Wisconsin. Dominick is a registered representative with FINRA and the state of Wisconsin and has successfully passed the Series 6, Series 7, and Series 63 exams. The firm specializes in investment management and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
10/24/2022 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
OH
07/26/2021 - 09/08/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Columbus OH)
BC
Issued 08/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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