Unclaimed
Dominic William Wade is a financial professional registered in Pennsylvania and has been working in the financial services industry since July 26, 2024. Dominic is currently employed by PNC Capital Markets LLC in Pittsburgh, PA. Dominic has passed the Series 7, Series 63, Series 79 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/27/2024 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
BC
Issued 09/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/07/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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