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Dominic William Wade

PNC Capital Markets LLC

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About Dominic William Wade

Dominic William Wade is a financial professional registered in Pennsylvania and has been working in the financial services industry since July 26, 2024. Dominic is currently employed by PNC Capital Markets LLC in Pittsburgh, PA. Dominic has passed the Series 7, Series 63, Series 79 and SIE exams.

Firm Information

Dominic Wade is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Wade’s Registration & Firm History

PA

07/27/2024 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 09/06/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/07/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic William Wade.
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