Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Vivolo is a financial advisor in Amherst, NY, registered with Ameriprise Financial Services, LLC. Dominic has been in the industry since August 1992 and has experience with several financial firms including Citigroup Global Markets Inc., RBC Capital Markets, LLC and Lehman Brothers Inc. Dominic is a Series 3, Series 7, Series 63, and Series 65 licensed advisor. Dominic can help individuals and families achieve their financial goals through investment management, financial planning, and retirement planning. Dominic also holds board member positions with Vivolo School Board and is a volunteer Fireman with Snyder Fire Dept.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Amherst NY)
NY
06/01/2007 - 02/04/2016
RBC CAPITAL MARKETS, LLC (WILLIAMSVILLE NY)
NY
07/31/1993 - 06/15/2007
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
NY
08/11/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1993
Series 3 - National Commodity Futures Examination
BC
Issued 08/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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