Unclaimed
Dominic Vincent Filardi is a registered representative with Vanguard Marketing Corp. Dominic is licensed in all 50 states and the District of Columbia. Dominic holds the Series 7TO and Series 63 securities licenses and the SIE exam. Dominic started working at Vanguard Marketing Corp. on 07/08/2024 and has been working in the financial services industry for 11 days.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/20/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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