Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Vince Roybal is a registered representative with Vanguard Marketing Corp. Dominic holds a Series 63, Series 6TO and SIE license. Dominic has been registered with the state of Arizona since April 24, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
02/28/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 04/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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