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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Valdez is a financial advisor registered with Edward Jones. Dominic has been in the industry for 5 years and has a strong focus on financial planning, pension consulting, and selection of other advisors. Dominic's experience includes working for several well-known firms including Charles Schwab & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dominic holds Series 63, 65, 7, 9, and 10 licenses, along with the SIE, and has a Chartered Financial Consultant designation. Dominic specializes in working with individuals, families, and businesses. Dominic's current office is located in Upland, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/19/2024 - Present
Edward Jones (Upland CA)
CA
04/28/2022 - 05/22/2023
CHARLES SCHWAB & CO., INC. (Upland CA)
CA
08/28/2019 - 04/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ONTARIO CA)
CA
01/10/2019 - 08/15/2019
NYLIFE SECURITIES LLC (San Dimas CA)
IA
Issued 10/03/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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