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Dominic Thomas Tone

Intercoastal Capital Markets, Inc.

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About Dominic Thomas Tone

Dominic Tone is a financial professional with over 30 years of experience in the financial industry. Dominic is currently registered with Intercoastal Capital Markets, Inc. in Boca Raton, Florida. Dominic is a Series 4, Series 7, Series 24 and Series 53 licensed professional, and holds a Series 63 license. Dominic has also passed the Uniform Investment Adviser Law Examination, better known as the Series 65 Exam. Dominic has previously been registered with Securevest Financial Group and J. B. Hanauer & Co., both also located in Florida.

Firm Information

Dominic Tone is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Tone’s Registration & Firm History

FL

05/04/2017 - Present

Intercoastal Capital Markets, Inc. (BOCA RATON FL)

FL

10/13/2009 - 04/21/2017

SECUREVEST FINANCIAL GROUP (BOCA RATON FL)

FL

08/04/1993 - 10/27/2009

J. B. HANAUER & CO. (PLANTATION FL)

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Licenses & Designations

IA

Issued 07/08/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2004

Series 4 - Registered Options Principal Examination

BC

Issued 04/23/1998

Series 24 - General Securities Principal Examination

BC

Issued 07/22/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Thomas Tone.
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